Brokerage fees and other charges

Order sizeSIX Swiss Exchange, BX SwissSIX Structured Products, Off-exchange SwitzerlandSwiss DOTS
Order size
0 – 500
 SIX Swiss Exchange, BX Swiss
CHF 6
 SIX Structured Products, Off-exchange Switzerland
CHF 12
 Swiss DOTS
CHF 9
Order size
501 – 1'000
 SIX Swiss Exchange, BX Swiss
CHF 12
 SIX Structured Products, Off-exchange Switzerland
CHF 12
 Swiss DOTS
CHF 9
Order size
1'001 – 5'000
 SIX Swiss Exchange, BX Swiss
CHF 20
 SIX Structured Products, Off-exchange Switzerland
CHF 20
 Swiss DOTS
CHF 12
Order size
5'001 – 10'000
 SIX Swiss Exchange, BX Swiss
CHF 30
 SIX Structured Products, Off-exchange Switzerland
CHF 30
 Swiss DOTS
CHF 20
Order size
10'001 – 15'000
 SIX Swiss Exchange, BX Swiss
CHF 40
 SIX Structured Products, Off-exchange Switzerland
CHF 40
 Swiss DOTS
CHF 28
Order size
15'001 – 20'000
 SIX Swiss Exchange, BX Swiss
CHF 60
 SIX Structured Products, Off-exchange Switzerland
CHF 60
 Swiss DOTS
CHF 28
Order size
20'001 – 30'000
 SIX Swiss Exchange, BX Swiss
CHF 80
 SIX Structured Products, Off-exchange Switzerland
CHF 80
 Swiss DOTS
CHF 28
Order size
30'001 – 50'000
 SIX Swiss Exchange, BX Swiss
CHF 105
 SIX Structured Products, Off-exchange Switzerland
CHF 80
 Swiss DOTS
CHF 28
Order size
50'001 – 100'000
 SIX Swiss Exchange, BX Swiss
CHF 160
 SIX Structured Products, Off-exchange Switzerland
CHF 80
 Swiss DOTS
CHF 36
Order size
100'001 – 150'000
 SIX Swiss Exchange, BX Swiss
CHF 240
 SIX Structured Products, Off-exchange Switzerland
CHF 80
 Swiss DOTS
CHF 36
Order size
From 150'001
 SIX Swiss Exchange, BX Swiss
CHF 300
 SIX Structured Products, Off-exchange Switzerland
CHF 80
 Swiss DOTS
CHF 36

Note: the brokerage fees indicated apply only to securities traded online
Order sizeFrankfurt, Xetra, Euronext, NASDAX OMX , Borsa Italiana, Madrid, Wiener BörseEUWAX, Off-exchange GermanyLondon Stock ExchangeNYSE, NYSE American, NASDAQToronto, TSX Venture
Order size
0 – 500
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 15
 EUWAX, Off-exchange Germany
EUR 12
 London Stock Exchange
GBP 15
 NYSE, NYSE American, NASDAQ
USD 15
 Toronto, TSX Venture
CAD 15
Order size
501 – 1'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 20
 EUWAX, Off-exchange Germany
EUR 12
 London Stock Exchange
GBP 20
 NYSE, NYSE American, NASDAQ
USD 20
 Toronto, TSX Venture
CAD 20
Order size
1'001 – 5'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 30
 EUWAX, Off-exchange Germany
EUR 20
 London Stock Exchange
GBP 30
 NYSE, NYSE American, NASDAQ
USD 30
 Toronto, TSX Venture
CAD 30
Order size
5'001 – 10'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 35
 EUWAX, Off-exchange Germany
EUR 30
 London Stock Exchange
GBP 35
 NYSE, NYSE American, NASDAQ
USD 35
 Toronto, TSX Venture
CAD 35
Order size
10'001 – 15'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 40
 EUWAX, Off-exchange Germany
EUR 40
 London Stock Exchange
GBP 40
 NYSE, NYSE American, NASDAQ
USD 40
 Toronto, TSX Venture
CAD 40
Order size
15'001 – 20'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 60
 EUWAX, Off-exchange Germany
EUR 60
 London Stock Exchange
GBP 60
 NYSE, NYSE American, NASDAQ
USD 60
 Toronto, TSX Venture
CAD 60
Order size
20'001 – 30'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 80
 EUWAX, Off-exchange Germany
EUR 80
 London Stock Exchange
GBP 80
 NYSE, NYSE American, NASDAQ
USD 80
 Toronto, TSX Venture
CAD 80
Order size
30'001 – 50'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 105
 EUWAX, Off-exchange Germany
EUR 80
 London Stock Exchange
GBP 105
 NYSE, NYSE American, NASDAQ
USD 105
 Toronto, TSX Venture
CAD 105
Order size
50'001 – 100'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 160
 EUWAX, Off-exchange Germany
EUR 80
 London Stock Exchange
GBP 160
 NYSE, NYSE American, NASDAQ
USD 160
 Toronto, TSX Venture
CAD 160
Order size
100'001 – 150'000
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 240
 EUWAX, Off-exchange Germany
EUR 80
 London Stock Exchange
GBP 240
 NYSE, NYSE American, NASDAQ
USD 240
 Toronto, TSX Venture
CAD 240
Order size
From 150'001
 Frankfurt, Xetra, Euronext Paris, Amsterdam, Brussels, NASDAX OMX Copenhagen, Stockholm, Helsinki, Borsa Italiana, Madrid, Wiener Börse
EUR 300
 EUWAX, Off-exchange Germany
EUR 80
 London Stock Exchange
GBP 300
 NYSE, NYSE American, NASDAQ
USD 300
 Toronto, TSX Venture
CAD 300

Note: the brokerage fees indicated apply only to securities traded online
Swiss federal stamp duty
  • Swiss companies: 0.075%
  • Foreign companies: 0.15%
Stock exchange fee
  • Passing-on of actual costs per stock exchange.
French/Italian/Spanish financial transaction tax
  • Passing-on of actual costs per stock exchange (determination of affected securities by French/Italian/Spanish tax authorities).
UK stamp duty
  • Passing-on of actual costs per stock exchange (e.g. ISIN begins with GBxxxxx).

Recognition, derecognition

All prices incl. 8.10% VAT

Incoming delivery of physical securities
CHF 216.20 per security
Outgoing delivery of physical securities
Upon request by the customer
Transfer from the e-trading custody account to a custody account at another financial institution
CHF 108.10 per security

Tax statements and special expenses

All prices incl. 8.10% VAT

Change of custodian
CHF 54.05 per order (free of charge if change of custodian not initiated by the customer)
Tax statement
CHF 97.30 per statement
Declaration of EU interest in Switzerland (in accordance with the Swiss law on the EU savings directive LfisE; Form 150)
CHF 108.10 per document
EU withholding tax in Switzerland (in accordance with the Swiss law on the EU savings directive LfisE; Form 151)
CHF 108.10 per document
Tax reclamation Germany. Request for custodian certificates
CHF 108.10 basic charge, plus CHF 21.60 per document
Tax reclamation France. Costs via paying agent
CHF 108.10 basic charge, plus CHF 21.60 per document
Fee for special expenses
CHF 100 per hour; min. CHF 5 if documents are to be sent by post

Subscription and Redemption of funds that can be traded online

Subscription
1% issuing commission on subscription amount (max. CHF 1,000 or equivalent in a foreign currency)
Redemption
Free of charge
Minimum amount for subscription

No minimum amount for subscription;

minimum fee CHF 20 or equivalent value in foreign currency
Swiss federal stamp duty for funds domiciled abroad
0.15%

Saving plans

The brokerage fees per execution amount to 1% (minimum CHF/EUR/USD 1).

Bonds

SIX listed
The brokerage fees for the SIX stock exchange apply
OTC bonds
0.25% (minimum CHF 50)

Partial execution

No additional costs if the order is executed on the same day and the order is no longer changed (e.g. with a new price limit).

Exercise of warrants and redemption/conversion of structured products at maturity

The brokerage fees and duties at the respective stock exchange apply. The strike or closing fixed price is decisive for determining the brokerage fee and stamp duty (strike or closing fixed price).

Other third-party costs incurred

The effective costs and fees from third parties are passed on.

Interest rates for e-trading accounts

Credit interest rate on CHF account
No interest
Credit interest rate on EUR account
No interest
Credit interest rate on USD account
No interest
Credit interest rate on AUD, CAD, DKK, GBP, JPY, NOK, SEK accounts
No interest
Debit interest rate on CHF account
9.50%
Debit interest rate on EUR account
9.50%
Debit interest rate on USD account
5.00%
Debit interest rate on AUD account
9.00%
Debit interest rate on CAD account
7.00%
Debit interest rate on DKK account
7.25%
Debit interest rate on GBP account
7.00%
Debit interest rate on JPY account
5.00%
Debit interest rate on NOK account
7.25%
Debit interest rate on SEK account
7.50%
Credit options
None
Redemption restrictions
None